Vice President, Regulatory Oversight Management Manager II

Job description

Vice President, Global Custody Operations Regulatory Oversight Lead

Bring your ideas. Make history.

BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

With over 239 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We're seeking a future team member for the role of Regulatory Oversight Lead to join our Global Custody Operations Regulatory & Control Oversight team. This role is located in Manchester, UK and will be working on a Hybrid basis. (3 days a week in the office).

In this role, you'll make an impact in the following ways:

• Manages a team responsible for supporting a business with first line of defence regulatory oversight management efforts as they relate to standard regulatory and policy requirements and program and project development.


• Leads the reporting, response, analysis and preventative action oversight of any regulatory issues impacting Global Custody Operations.


• Performs thematic analysis of Custody Operations regulatory breach performance, identifying and leading execution of tactical and strategic opportunities for improvement.


• Manages the performance of assigned staff; coaches team members and provides guidance on project management. Acts as a point of contact with operational and business change teams on regulatory matters, seeking to ensure compliance with associated regulations is considered and adhered to by design.


• Acts as point of contact for Global Custody Operations on all regulatory matters, preparing and delivering presentations and papers at a variety of regulatory fora, councils and working groups.


• Supervises team in conducting control process validation to ensure compliance with laws, rules and regulations and manage risk.


• Works with business unit managers to review and respond to reports issued by regulatory agencies or audit.


• Guides team in activities that align to team, area and functional objectives. Contributes to the development of team standard operating procedures.


• Tracks and reports on results and outcomes for assigned team. Provides reports on team metrics and dashboards and follows resource allocation guidelines.


• Recruits, directs, motivates and develops staff, maximizing their individual contributions, their professional growth and their ability to function effectively with their colleagues as a team.

To be successful in this role, we're seeking the following:

• Bachelor's degree or the equivalent combination of education and experience is required.


• Management experience in financial services preferred.


• Global Asset Safety and UK CASS regulatory knowledge and experience preferred.

At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:

• Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion


• Bloomberg's Gender Equality Index (GEI)


• Best Places to Work for Disability Inclusion , Disability: IN - 100% score


• 100 Best Workplaces for Innovators, Fast Company


• Human Rights Campaign Foundation, 100% score Corporate Equality Index


• CDP's Climate Change 'A List'


• Forbes Blockchain 50

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.