Specialist, Compliance & Control, EMEA Markets

Job description

Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

With over 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We're seeking a future team member for the role of Specialist, Compliance & Control, EMEA Markets to join our Markets Compliance team. This hybrid role is located in Canary Wharf and Queen Victoria Street, London.

In this role, you'll make an impact in the following ways:

• To ensure that Markets meets the corporate requirements of the group as well as the strategic requirements of the Bank of New York Mellon within the specific remit for areas of responsibility.


• Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for Markets


• Working with other Compliance professionals across the broader EMEA Compliance team to ensure co-ordinated and complete delivery of services and effective communication of relevant information and observations.


• Engaging with the Markets business and compliance functions in the regional offices, US and APAC


• Responsible for recording and preparing escalation data on Compliance issues impacting Markets in line with Group and local processes
  
  


• Representing Markets Compliance function and providing appropriate challenge at relevant internal and external meetings where required


• To ensure that the areas of responsibility of the role are running efficiently and effectively and in a controlled manner, including reflecting appropriate apportionment of responsibilities, segregation of duties and controls to prevent conflicts of interest.

To be successful in this role, we're seeking the following:

• Preferably degree education and/or industry qualifications


• Proven compliance experience, covering wholesale markets compliance and general compliance, specifically Fixed Income and Equities


• Experience working in a compliance function within a global organisation


• Ability to deliver multi-mode communications that convey a clear understanding of the unique needs of different audiences


• Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements

At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:

• Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion


• Bloomberg's Gender Equality Index (GEI)


• Human Rights Campaign Foundation, 100% score Corporate Equality Index


• Best Places to Work for Disability Inclusion , Disability: IN - 100% score


• 100 Best Workplaces for Innovators, Fast Company


• CDP's Climate Change 'A List'

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.